Full-Time Compliance Officer jobs
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COMPLIANCE OFFICER
Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...
| Company | Guggenheim Services, Llc |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Job type | Full-Time |
| Date Posted | 2 weeks ago See detail |
Compliance Officer
Guggenheim Services, Llc
New York, NY
Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...
2 weeks ago seen See more...
Compliance Officer
Bank Of Prairie Du Sac
Prairie Du Sac, WI
This on-site position is responsible for implementation and administration of the bank's risk-based compliance program which is a program designed to ensure compliance with all federal and state laws and regulations. This is done...
2 weeks ago seen See more...
General Counsel & Compliance Officer (Full-Time Permanent)
Latitude
Sylvania, PA
Serve as level advisor on all major business transactions, including acquisitions, divestitures and joint ventures, as well as employment law and licensing Participate in the definition and development of corporate policies, proce...
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- View all Latitude jobs - jobs in Sylvania, PA
Tax Specialist - Tax Compliance Officer (TCO) - DIRECT HIRE (12 Month Register)
Internal Revenue Service
Cincinnati, OH
$39,576.00 - $89,900.00 / yr
Plans and conducts independent limited examinations and related investigations of a variety of individual and business taxpayers, or exempt organization, employee plans or government entities involving complex tax issues and accou...
2 weeks ago seen See more...
Tax Specialist - Tax Compliance Officer (TCO) - DIRECT HIRE (12 Month Register)
Internal Revenue Service
Austin, TX
$39,576.00 - $89,900.00 / yr
Plans and conducts independent limited examinations and related investigations of a variety of individual and business taxpayers, or exempt organization, employee plans or government entities involving complex tax issues and accou...
2 weeks ago seen See more...
- View all Internal Revenue Service jobs - jobs in Austin, TX
Vice President Compliance Officer Commercial Banking - Hybrid
Core Talent
Englewood, CO
Ensures products, services, operations, policies and procedures comply with legal and regulatory requirements. Monitors, researches, and analyzes complex issues relating to governance and compliance including federal and state law...
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- View all Core Talent jobs - jobs in Englewood, CO
Compliance Officer
Raymond James Financial, Inc
Pittsburgh, PA
Job SummaryUnder intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are up-to-date and commensur...
2 weeks ago seen See more...
Ethics and Compliance Officer
Hca Healthcare
Lake Worth, FL
Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...
2 weeks ago seen See more...
- View all Hca Healthcare jobs - jobs in Lake Worth, FL
Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
2 weeks ago seen See more...
- View all Scotiabank jobs - jobs in New York, NY
Regulatory Compliance Officer
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
2 weeks ago seen See more...
- View all Piermont Bank jobs - jobs in New York, NY
Tax Specialist (Tax Compliance Officer) Roster Amended
Internal Revenue Service
Iselin, NJ
Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Specialized experience for this position includes: a su...
2 weeks ago seen See more...
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Conflicts of Interest (COI) Compliance Officer -Hybrid
Georgia Institute Of Technology
Atlanta, GA
Job Title: Conflicts of Interest (COI) Compliance Officer -HybridLocation: Atlanta, GeorgiaRegular/Temporary: RegularFull/Part Time: Full-TimeJob ID: 272372About Us Georgia Tech prides itself on its technological resources, collab...
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TVC - Compliance Officer (Grant Specialist II)
Texas Veterans Commission
Austin, TX
Experience conducting desk reviews, audits or on-site visits with clients. Experience with an electronic grant management system is preferred Experience working for a state agency or nonprofit is preferred. Honorably discharged ve...
2 weeks ago seen See more...
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General Counsel & Chief Compliance Officer (Hyb...
A Leading Proprietary Trading Firm
Chicago, IL
Provide strategic regulatory, legal, and compliance guidance to the firm's business lines and leadership team. Suggest pragmatic, scalable, and automated legal and compliance solutions for new or existing business initiatives. Con...
2 weeks ago seen See more...
Fleet Safety & Compliance Officer
Foodstuffs North Island
California, United States
An understanding of the road transport sector AND/OR supply chain and retail environments Excellent written and verbal skills Previous coaching/training experience is advantages but not essential. Exposure to monitor...
2 weeks ago seen See more...
Legal and Compliance Officer (San Francisco)
Prelim
San Francisco, CA
J.D. Degree preferred but not required Experience working with large Enterprise or institutional customers Strong knowledge of how financial products and services work will help but not necessary Previous experience talking with c...
2 weeks ago seen See more...
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Compliance Officer
Gpac Talent Network
Clinton, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
2 weeks ago seen See more...
- View all Gpac Talent Network jobs - jobs in Clinton, MO
Compliance Officer
Gpac Talent Network
Warrensburg, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
3 weeks ago seen See more...
- View all Gpac Talent Network jobs - jobs in Warrensburg, MO
Chief Compliance Officer
Utah State University
Logan, UT
Provide oversight of USUs compliance governance structure, including coordinating with, inter alia, Athletics, Human Resources, Research, Privacy, Information Technology and Security, Legal Affairs, Purchasing and other units. Pr...
3 weeks ago seen See more...
- View all Utah State University jobs - jobs in Logan, UT
Compliance Officer
Gpac Talent Network
Hannibal, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
3 weeks ago seen See more...
- View all Gpac Talent Network jobs - jobs in Hannibal, MO
Senior Compliance Officer
Lamar University
Beaumont, TX
Able to lift 25 lbs and be able to perform a variety of physical tasks including lifting, bending, stooping, squatting, stair climbing and walking between buildings. Bachelors degree required Minimum three years work experience,...
3 weeks ago seen See more...
- View all Lamar University jobs - jobs in Beaumont, TX
Director, Compliance/Internal Audit/Ethics Officer (FT), AFREDIREOCNSEL
College Of Dupage
Glen Ellyn, IL
COMPLIANCE The Director, in conjunction with relevant College administrative functions, coordinates the development and implementation of annual compliance plans for the College based on systematic and ongoing risk assessment cond...
7 days ago seen See more...
- View all - jobs in Glen Ellyn, IL
Compliance Officer, Assistant Vice President, Onsite
State Street
Boston, MA
Not disclosed
Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. Escalate regulatory...
4 weeks ago seen See more...
- View all State Street jobs - jobs in Boston, MA
Compliance Officer
Gpac Talent Network
Branson, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
4 weeks ago seen See more...
- View all Gpac Talent Network jobs - jobs in Branson, MO
Compliance Officer
Preeminent Protective Services
Washington, DC
$93k-133k (estimate)
Work closely with government clients to understand needs, concerns, and ensure satisfaction. . Manage schedule for security officers including managing overtime and maintaining a staffing contingency plan. . Manages supervisors an...
4 weeks ago seen See more...
Compliance Officer
Gpac Talent Network
Chillicothe, MO
Bachelors Degree. CRCM and/or CAMS preferred. 7 to 10 years experience in banking with 3 to 5 years of compliance experience. Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and Powe...
4 weeks ago seen See more...
- View all Gpac Talent Network jobs - jobs in Chillicothe, MO
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
4 weeks ago seen See more...
- View all Capital One jobs - jobs in New York, NY
General Counsel & Chief Compliance Officer (Hyb...
An In-House Firm
Durham, NC
Juris Doctor/Doctorate. North Carolina bar license to practice law. Minimum of 7 years of experience as a healthcare regulatory, compliance, or transactions attorney. Knowledge of federal, state, and local laws, regulations, and g...
4 weeks ago seen See more...
- View all An In House Firm jobs - jobs in Durham, NC
Monitorship Compliance Officer
Sap
Reston, VA
Develop, organize and execute assigned DPA workplan tasks.. Work with external counsel to establish standards and implementing procedures to ensure that the documented results of the assigned workplan tasks are delivered within ti...
a month ago seen See more...
- View all Sap jobs - jobs in Reston, VA
Compliance Officer
Ultima Bank Minnesota
Grand Forks, ND
Join our team!
Duties include: Ongoing development, administration and monitoring of the Compliance Program that ensures the bank's compliance with laws, regulatory standards and rules governing banking. Responsible for the overall compliance...
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