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Compliance Audit Manager jobs in New York

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AUDIT MANAGER - CFO AUDIT - DATA QUALITY

Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility. Strong critical thinking, problem solving, analytical mindset required. Must be able to plan, lead, and evaluate audit test plans within...

CompanyBank Of America
AddressNew York, NY
CategoryAccounting/Finance
Job typeFull time
Date Posted 2 months ago See detail

Audit Manager - CFO Audit - Data Quality

Bank Of America

New York, NY

Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility. Strong critical thinking, problem solving, analytical mindset required. Must be able to plan, lead, and evaluate audit test plans within...

2 months ago seen See more...

Audit Manager - Risk Management (Hybrid)

Capital One

New York, NY

Lead audits, or own completion of significant components of complex audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequat...

2 months ago seen See more...

Audit Manager / Sr. Manager - Construction, Architecture or Engineering (cpa firm)

Cpa Firm

New York, NY

Responsibilities:Responsible for managing multiple auditing and accounting projects and client engagements.Responsible for planning and executing the full scope of audits for a variety of businesses.Prepare, review and analyze fin...

2 months ago seen See more...

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

2 months ago seen See more...

Audit Manager– Capital Management and Enterprise Capital Stress Testing

Bank Of America

New York, NY

Capital adequacy / management. Enterprise Capital Stress Testing. Baseline forecasting . U.S. standardized and advanced approaches capital calculations. Executes audit strategy for the sound application of risk-based auditing by...

2 months ago seen See more...

Financial Crimes Compliance - Manager - Consulting - Location Open

Ernst & Young Llp

New York, NY

Competitive

A bachelors degree and around 5 years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and 4 years of related experience. A degree in political science, economics, fi...

2 months ago seen See more...

Facilities Compliance Manager

Columbia University

New York, NY

sick time

Job Type: Officer of Administration. Bargaining Unit:. Regular/Temporary: Regular. End Date if Temporary:. Hours Per Week:. Standard Work Schedule:. Building:. Salary Range: 80,795- 90,795. Works with Executive Director and Facili...

2 months ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

2 months ago seen See more...

Auditor - Assurance - Audit Services - Manager - Multiple Positions - 1507425

Ernst & Young Llp

New York, NY

Competitive

Continuous learning: Youll develop the mindset and skills to navigate whatever comes next. Success as defined by you: Well provide the tools and flexibility, so you can make a meaningful impact, your way. Transformative leadersh...

4 weeks ago seen See more...

Auditor, Assurance (Audit Services) (Manager) (Multiple Positions) (1507425)

York State Department Of Labor

New York, NY

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. EY is an equal opportunity, affirmative action employer pr...

a month ago seen See more...

Manager, Quality Compliance (Complaint Investigations)

Biospace

New York, NY

Responsible for ensuring aspects of Quality Compliance for the Rensselaer site inclusive of manufacturing, quality control, validation, facilities, and materials management; this work may be done through direct reports.. Oversees...

a month ago seen See more...

Financial Crimes Compliance Senior Manager

Fanduel

New York, NY

$130,000 - $150,000 a year

Work with the Senior Director of Financial Crimes Compliance to develop and execute annual plans and strategic initiatives. Independently identify opportunities for program enhancement. Manage the existing Financial Crimes Complia...

a month ago seen See more...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...

a month ago seen See more...

Manager - AML Regulatory Compliance Consulting (Global Banks)

Rsm Global

New York, NY

Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...

a month ago seen See more...

Financial Services Risk and Compliance Consulting Senior Manager

Ntt Data, Inc.

New York, NY

As a Risk and Compliance Consulting Senior Manager, you will work collaboratively as part of a client-facing team to deliver value to our clients and help them achieve their digital, data, and transformational goals. NTT DATA Serv...

a month ago seen See more...

Audit Director, Financial Crimes Compliance (Hybrid)

Capital One

New York, NY

Lead and/or execute compliance related audits within Capital One, including the supervision of audit staff on related audit engagements.. Proactively monitor the assigned audit universe for changing risks and needed updates. Lead...

a month ago seen See more...

Ethics & Compliance Operations Manager

Workday

New York, NY

Partner cross-functionally with procurement, partner programs, and sales operations to support enhancements to Workdays third party partner, vendor, supplier and customer risk management programs. Develop a solution to enable dyn...

a month ago seen See more...

Manager, CIB & Research Compliance Officer

Scotiabank

New York, NY

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...

a month ago seen See more...

Accounting, Auditing and Tax Manager

Teal Becker And Chiaramonte Cpa's

New York, NY

Accounting, Auditing and Tax Managers oversee engagements and direct staff efforts within the firm to assist our clients, management, owners and/or others charged with governance of privately held businesses, not for profit organi...

a month ago seen See more...

Managing Director, Head of Audit Operations

Bny Mellon

New York, NY

With over 239 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Coordinate the ongoing continuous monitoring program over the company's...

a month ago seen See more...

Accounting, Auditing and Tax Manager

Teal Becker And Chiaramonte

New York, NY

Perform and/or oversee and review planning and fieldwork procedures in accounting and auditing engagements (including client inquiry, analytics and testing). Typically multiple engagements simultaneously. Perform and/or oversee an...

2 months ago seen See more...

Audit Senior Manager (CPA firm)

Cpa Firm

New York, NY

Responsibilities:Responsible for managing multiple auditing and accounting projects and client engagements. Responsible for planning and executing the full scope of audits for a variety of businesses.Prepare, review and analyze fi...

2 months ago seen See more...

Audit Senior Manager

Uhy

New York, NY

Position SummaryTHE FOCUS IS YOU: We are looking to add an Audit Senior Manager to help guide and oversee our clients, in addition to supporting our internal leaders and the on-going growth in our Melville, NY office.As an Audit S...

2 months ago seen See more...

Audit Senior Manager

Abacus Group

New York, NY

Our client is a high-performing accounting, tax and consulting firm. They are looking for an Audit Senior Manager to join their Woodbury, NY office.ResponsibilitiesContribute to plan audit objectives and determine an audit strateg...

2 months ago seen See more...

Project Manager, Developer Compliance Operations

Pix11

New York, NY

Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...

2 months ago seen See more...

Compliance Technical Product Manager, Email Marketing Technology (EMT)

Amazon

New York, NY

Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...

2 months ago seen See more...

Compliance & Privacy Manager

Good Inside

New York, NY

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

2 months ago seen See more...

Senior Manager, HR Compliance - Americas Region

Mongodb

New York, NY

parental leave, paid time off, 401(k)

Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...

2 months ago seen See more...

Audit Supervisor – Capital Management and Enterprise Capital Stress Testing

Bank Of America

New York, NY

Capital adequacy / management. Enterprise Capital Stress Testing. Baseline forecasting. U.S. standardized and advanced approaches capital calculations. Executes audit strategy for the sound application of risk-based auditing by de...

2 months ago seen See more...

Audit Supervisor Treasury Liquidity and Asset Liability Management

Bank Of America

New York, NY

Minimum 2-6 years of Audit, Risk, Business Control, Compliance, Finance or other relevant experience. Working knowledge of liquidity risk management, interest rate risk management, Asset Liability Management practices. Intermediat...

2 months ago seen See more...

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