Compliance Audit Manager jobs in New York

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AUDIT MANAGER - GLOBAL MARKETS EQUITIES

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. Acts...

CompanyBank Of America
AddressNew York, NY
CategoryAccounting/Finance
Job typeFull time
Date Posted 4 days ago See detail

Audit Manager - Global Markets Equities

Bank Of America

New York, NY

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. Acts...

Audit Manager, Financial Services (Hybrid)

Capital One

New York, NY

Leads audits or significant components of audits covering Capital One Auto Finance (i.e., sales, dealer risk and funding, customer operations, collections, etc.).. Develops engagement planning documentation to communicate rational...

Internal Audit Manager

Hanover Community Bank

New York, NY

Act as audit liaison between the Audit Committee and the outsourced Internal Audit firms, including coordinating and overseeing outsourced Internal Audit activities and performing appropriate oversight and due diligence of third-p...

Senior Audit Manager

Hsbc

Buffalo, NY

Maintain the audit issues tracking database to ensure identified risks/issues are addressed by business management Manage a continuous audit program for the businesses assigned and ensure results are used in audit planning Ensure...

Financial Services Risk Transformation - Financial Crimes Compliance - Manager Consultant

York State Department Of Labor

New York, NY

Demonstrated ability to manage, supervise and build an effective team of technology consultants through all phases of project technology life-cycle. Ability and comfort level in researching client inquiries and understanding emerg...

Internal Audit Director - Risk Management (Capital Planning)

Morgan Stanley

New York, NY

We're seeking someone to join our team as a Director on Capital Planning audits, covering Risk Identification, Scenario Design, Stress Losses, and Independent Process Validation.In the Audit division, we provide senior management...

Manager, TRM Compliance & Governance

Capital One

New York, NY

Understand and assess the inventory of technology and cyber risk management related laws and regulations, as well as industry standards such as the NIST CSF and FFIEC guidance, and how they translate into organizational requiremen...

Transactional and Technical Topics - Financial Instruments - Audit Manager

Ernst & Young Llp

New York, NY

Competitive

Leading fieldwork, managing performance, and managing audit flow of a specific complex auditarea across multiple engagements, keeping engagement leaders updated. Coaching internal EY engagement teams in completing robust risk a...

Transactional and Technical Topics - Financial Instruments - Audit Manager

York State Department Of Labor

New York, NY

Leading fieldwork, managing performance, and managing audit flow of a specific complex audit area across multiple engagements, keeping engagement leaders updated. Coaching internal EY engagement teams in completing robust risk ass...

Risk Advisor - Internal Audit - Manager - Multiple Positions - 1510344

York State Department Of Labor

New York, NY

Continuous learning: Youll develop the mindset and skills to navigate whatever comes next.. Success as defined by you: Well provide the tools and flexibility, so you can make a meaningful impact, your way.. Transformative leader...

Risk Advisor - Internal Audit - Manager - Multiple Positions - 1510388

York State Department Of Labor

New York, NY

Continuous learning: Youll develop the mindset and skills to navigate whatever comes next.. Success as defined by you: Well provide the tools and flexibility, so you can make a meaningful impact, your way.. Transformative leader...

Compliance Auditing Specialist

Northeast Provider Solutions Inc.

Valhalla, NY

Specific duties include performing concurrent and retrospective reviews of documentation and coding and working with providers and staff to ensure the accuracy and completeness of medical record documentation and coding. Tracks an...

Auditor, Assurance, Japanese Business Services (Audit Services) (Manager) (Multiple Positions) (1508952)

York State Department Of Labor

New York, NY

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. EY is an equal opportunity, affirmative action employer pr...

Senior Audit Manager

Citi Private Bank

New York, NY

Manage a team of approximately 5 Internal Audit professionals, recruit staff, lead professional development, build effective teams and manage a budget. Deliver audit reports, Internal Audit and regulatory issue validation and busi...

Senior Audit Manager, Executive Director (Cybersecurity)

Wells Fargo

New York, NY

Manage a team of audit staff responsible for a defined segment of the Audit Plan. Be responsible for resource management and assisting broader team in overall audit plan completion. Assess associated risks and controls and complet...

Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...

Audit Manager

Tempositions

New York, NY

Lead multiple client engagements to provide timely client deliverables. CPA with 8-10 years relevant public accounting experience. Leading client audit engagements including planning, executing, and completing audits. Strong audit...

Audit Manager

Vuma Business Solutions

New York, NY

$120,000 - $175,000 a year

Serve as client's trusted advisor, demonstrate knowledge of industry trends, identify client issues and conflicts; proactively communicate solution options to client and team. Manage staff on engagement deliverables such as financ...

Audit Manager / Sr. Audit Manager (cpa firm)

Cpa Firm

New York, NY

Responsibilities:Responsible for managing multiple auditing and accounting projects and client engagements. Responsible for planning and executing the full scope of audits for a variety of businesses.Prepare, review and analyze fi...

Audit Manager - Counterparty Credit Risk

York State Department Of Labor

New York, NY

Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner.. Acts...

Personal Tax Compliance Manager - Partner Taxation - PTPA

Pix11

New York, NY

Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...

Audit Manager, Retail Bank (Hybrid)

Capital One

New York, NY

You are a critical thinker who seeks to understand the business and its control environment.. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's govern...

Audit Manager / Sr. Audit Manager - REMOTE or NYC Metro (cpa firm)

Cpa Firm

New York, NY

This position can be FULL REMOTE or located in NY Metro. Responsible for planning and executing the full scope of audits for a variety of businesses.Prepare, review and analyze financial statements. Simultaneously, scheduling, sta...

Audit Manager - Risk Management (Hybrid)

Pix11

New York, NY

Lead audits, or own completion of significant components of complex audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequat...

Audit Manager - Treasury Liquidity and Asset Liability Management

Bank Of America

New York, NY

Minimum 5-7 years of Audit, Risk, Business Control, Compliance, Finance or other relevant experience. Working knowledge of liquidity risk management, interest rate risk management, Asset Liability Management practices. Ability to...

Audit Manager - CFO Audit - Data Quality

Bank Of America

New York, NY

Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility. Strong critical thinking, problem solving, analytical mindset required. Must be able to plan, lead, and evaluate audit test plans within...

Audit Manager - Risk Management (Hybrid)

Capital One

New York, NY

Lead audits, or own completion of significant components of complex audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequat...

Audit Manager / Sr. Manager - Construction, Architecture or Engineering (cpa firm)

Cpa Firm

New York, NY

Responsibilities:Responsible for managing multiple auditing and accounting projects and client engagements.Responsible for planning and executing the full scope of audits for a variety of businesses.Prepare, review and analyze fin...