Compliance Assistant jobs in Newark, NJ

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ASSISTANT GENERAL COUNSEL AND COMPLIANCE OFFICER

Agency: NYC HOUSING AUTHORITY Job type: Full-time Title Classification: No exam required Experience level: Manager Category: Legal Affairs....

CompanyNyc Careers
AddressNew York, NY
CategoryAccounting/Finance
Salary$97,187 - $140,000 a year
Job typeFull-time
Date Posted a month ago See detail

Assistant General Counsel and Compliance Officer

Nyc Careers

New York, NY

$97,187 - $140,000 a year

Agency: NYC HOUSING AUTHORITY Job type: Full-time Title Classification: No exam required Experience level: Manager Category: Legal Affairs....

Assistant Vice President, Compliance

Brookfield Asset Management, Inc.

New York, NY

Reporting/Filing requirements - BD, BR, U4 and U5, as well as monitoring the FINRA Gateway. Work with Marketing Specialist to maintain regulatory filings of marketing materials with FINRA and assist with review of marketing materi...