Broker-Dealer jobs in New York
Now available 2 results are consistent
Sort by:relevance - date
COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
Company | Capital One |
---|---|
Address | New York, NY |
Category | Accounting/Finance |
Date Posted | 3 days ago See detail |
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
3 days ago seen See more...
- View all Capital One jobs - jobs in New York, NY
Finance and Operations Associate (Broker Dealer)
Acg Resources
New York, NY
The position is highly visible, offers career growth and the opportunity to work alongside the principals and management of the Broker Dealer.The ideal candidate will have at least 2 years experience in middle office or back offi...
4 weeks ago seen See more...
- View all Acg Resources jobs - jobs in New York, NY