Job Description:
The Investment ManagementSpecialist is responsible for supporting the Financial Advisor(s) and/or Advisor Team(s) overall investment management philosophy through executing on portfolio analysis and sharing expertise in a wide range of investment product areas. Ensure risk profiles, goals, objectives and asset allocations are aligned and reflected properly for each client. Deliver full range of investment products and services across the enterprise ensuring alignment to client goals and strategies while leveraging specialists and applicable Investment Managementtools where appropriate. Partner with internal specialists to deliver holistic investment solutions by identifying targeted investment strategies. Assist in the preparation of client performance review reports to measure progress to goals.
Role Responsibilities
•Analyze and understand Merrill and third partyresearch
•Monitor and respond to market and non-financial currentevents
•Effectively navigate proprietary planning and Investment Management tools
•Deliver Investment Management, including but not limited to investment proposal, CRC, etc.
•Monitor and analyze book pricing internally for FA team
•Convey pricing to ensure client's understanding of the value of advice and accompanyingsolutions
•Deep understanding of the CIO philosophy & ongoing monitoring of strategy changes based on current marketenvironment
•Monitor and manage client portfolios to align with client goals, objectives, risk tolerance and timehorizons
•Research portfolio recommendations for Investment Committeereview
•Prepare materials and coordinate weekly Investment Committeemeetings
•Proactively review and manage team proprietary models to align with the Investment Committeedecisions
•Manage ML Onevariances/enrollments/updates/withdrawals/terminations
•Serve as Primary/Lead Team Member for processing PIA trades in Portfolio
•Processing of all trades (discretionary ornon-discretionary)
•Create analytical reports for FAs to review client investment portfolio performances against marketreturns
•Propose client recommendations/changes based on client goals, risk tolerance, time horizon andobjectives
Qualifications
•Series 7, 63/65 or 66 or equivalent; must obtain all state registrations in support of Financial Advisor(s) and AdvisorTeam(s) If Series 7, 63/65 or 66 or equivalent are not currently held, must be obtained within a specified timeframe to be eligible for Specialist position.
•SAFE ACT Registration; ADV-2B Required
•Obtain and/or maintain at least one firm approved designation
•Possess and demonstrate strong communicationskills
•Thorough knowledge and understanding of the suite of Wealth Management products andservices
•Strong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth andmitigate risk
•Ability to make sound decisions by having a deep understanding of Investment Managementbest practices andpolicies/procedures
•Ability to identify client needs and concerns, and articulate appropriate approach to align solutions to goals in a suitable and controlledway
Shift:
1st shift (United States of America)
Hours Per Week:
40
Address
Form of work
