Address
Form of work
SalaryAbout Rockefeller Capital Management:
Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets. Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets. Position:
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
Rockefeller Capital Management is a leading independent financial advisory firm – providing wealth management, asset management, and strategic advisory services to ultra- and high-net-worth individuals, families, businesses, and institutions. Led by President & CEO Gregory J. Fleming, the firm offers an elevated experience based on traditional Rockefeller global family office values of excellence and service.
Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets. Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets.
The Investment Associate is a key member of the advisor team with a focus on financial analysis and modeling of potential investments, management of client allocations, trading, and client relationship management. The position encompasses fundamental analysis of equity and debt positions in both public and private markets, and accounting and due diligence of both existing and prospective investments. The role also involves coordination of and communication around various team strategies, including an equity portfolio, an option portfolio, and several customized structured products.
Responsibilities: Investment Management (Trading)
- Oversee the execution of trades for our in-house strategies
- Work within Envestnet for trading requests through third-party managers
- Organize the execution of quarterly Structured Notes investments
- Oversee client insurance and annuities processes
- Completing investment subscription documents
Investment Management (Analysis)
- Work closely with Portfolio Managers on investment selection, tactical timing, and sizing/risk management
- Assist in analysis of portfolio risk and risk mitigation techniques including hedging.
- Analysis of portfolio returns and contributors/detractors on both an absolute basis and relative to benchmarks when appropriate.
- Interact with wholesalers and management teams of existing and prospective investments.
- Provide economic and market analysis to team and clients
Client Relationship Management
- Assist in preparation of key documents, PowerPoint presentations and reports for client meetings
- Attend client meetings as necessary and present client performance
- Monitor and maintain client allocations to align with updated team targets
Client Solutions
- Speaking with clients, gathering information, inputting planning data, and preparing/communicating financial plans (specifically in Addepar)
- Business Development
- Assist with the creation and maintaining of team and strategy marketing material
- 3+ years prior client service experience within financial industry, or equivalent experience
- 3+ years of research & financial analysis experience in the investment field covering various industries and companies
- Bachelor’s degree required in related field;
- Series 7 & 66 preferred or willingness to obtain
- CFA, CFP, and/or MBA preferred
- Experience with equities, bonds, complex option structures, alternatives, and structured notes
- Experience with the financial planning software Addepar is preferred
- Strong understanding of equity, debt and option investing
- Strong skills in working with investment-related data services including Bloomberg & FactSet
- Excellent skills in Microsoft Excel and PowerPoint
- Understanding option structures and how they can solve for various goals
- Understanding of private markets and alternative investments
- Experience with financial planning software is a plus (eMoney/Addepar)
- Strong client facing, interpersonal, organizational, and client service skills
- Detail-oriented with ability to prioritize and organize workflow
- Ability to adapt to constantly changing market conditions, reporting needs and requirements
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.
