Investment Analyst

We are seeking a qualified candidate to join our Private Wealth practice as an Investment Analyst with a specialty in investment planning and securities transactions. An Investment Analyst will have the opportunity to gain valuable knowledge about the financial services industry and work with a team of credentialed professionals and high net worth clients.

Qualified candidates need to demonstrate not only a working knowledge of investment concepts and investment products, but also have strong interpersonal skills and emotional intelligence.

This role is not a remote opportunity. The right candidate will be part of an integrated team of professionals that adhere to the following code of behaviors:

1. We care and make time to help colleagues succeed.
2. We are calm in stressful situations
3. We work well with people of different backgrounds, identities, values and cultures.
4. We treat everyone with respect regardless of their position.
5. We exhibit and are known for respectful candor and transparency.
6. We admit mistakes openly and share learnings widely.
7. We care deeply about our team‘s success.
8. We inspire others with our drive for excellence.
9. We are excited about the value of our work.
10. We develop new ideas that prove impactful.
11. We are flexible and thrive in a constantly changing environment.
12. We are willing to be vulnerable and ask for help.
13. We do our part to foster a safe and trusting team environment.
14. We balance freedom with responsibility.
15. We hold ourselves and others accountable for clear, concise results.

Job Duties:

• Lead the trading desk for all transactions including, but not limited to, individual equities, mutual funds, ETFs, variable annuities and managed accounts.

• Provide a high level of personal client concierge support including but not limited to account maintenance and money movement requests.

• Support client portfolio investment research, development, and analysis.

• Provide required compliance documentation and monitor accounts for client account investment guidelines violations, updates and changes.

• Utilize industry standard tools including Thomson, Morningstar, web-based research tools and applications, and other proprietary tools.

Requirements:

• Securities licenses (Series 7, 63 and 65, or 66)
• Bachelor’s degree or equivalent industry experience
• Strong communication skills
• Superior interpersonal skills
• High attention to detail
• Strong working knowledge of Microsoft Office tools, especially Excel

Job Type: Full-time