Parkway Consulting is working with a prominent, global, Chicago based FCM (Futures Commission Merchant). They are looking for a Compliance Analyst. Here is a great chance to learn the futures industry in the ever-growing field of Compliance. Duties include travelling to client locations.
Responsibilities:
- Assist broker network with Compliance-related functions such as obtaining and maintaining annual updates, training, and other compliance-related documentation.
- Respond to day-to-day inquiries from introducing brokers and other affiliates,
- Stay informed of the current legal and regulatory landscape.
- Perform the on-site and remote audits Introducing Brokers and branch offices.
- Respond to regulatory requests.
- Conduct initial due diligence and facilitate the onboarding process of new business.
- Conduct periodic reviews and ongoing monitoring of firm accounts and transactions.
- Monitor firm accounts in accordance with Compliance and Anti-Money Laundering standards.
Job Type: Full-time
Pay: $50,000.00 - $75,000.00 per year
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Flexible spending account
- Health insurance
- Life insurance
- Paid time off
- Vision insurance
Schedule:
- 8 hour shift
- Monday to Friday
Ability to Relocate:
- Chicago, IL 60606: Relocate before starting work (Required)
Work Location: In person