Compliance Analyst

Parkway Consulting is working with a prominent, global, Chicago based FCM (Futures Commission Merchant). They are looking for a Compliance Analyst. Here is a great chance to learn the futures industry in the ever-growing field of Compliance. Duties include travelling to client locations.

Responsibilities:

• Assist broker network with Compliance-related functions such as obtaining and maintaining annual updates, training, and other compliance-related documentation.

• Respond to day-to-day inquiries from introducing brokers and other affiliates,

• Stay informed of the current legal and regulatory landscape.

• Perform the on-site and remote audits Introducing Brokers and branch offices.

• Respond to regulatory requests.

• Conduct initial due diligence and facilitate the onboarding process of new business.

• Conduct periodic reviews and ongoing monitoring of firm accounts and transactions.

• Monitor firm accounts in accordance with Compliance and Anti-Money Laundering standards.

Job Type: Full-time

Pay: $50,000.00 - $75,000.00 per year

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Flexible spending account
• Health insurance
• Life insurance
• Paid time off
• Vision insurance

Schedule:

• 8 hour shift
• Monday to Friday

Ability to Relocate:

• Chicago, IL 60606: Relocate before starting work (Required)

Work Location: In person