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Trade Compliance Manager jobs in New York

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COMPLIANCE & PRIVACY MANAGER

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

CompanyGood Inside
AddressNew York, NY
CategoryInformation Technology
Date Posted a month ago See detail

Compliance & Privacy Manager

Good Inside

New York, NY

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

a month ago seen See more...

Senior Manager, HR Compliance - Americas Region

Mongodb

New York, NY

parental leave, paid time off, 401(k)

Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...

a month ago seen See more...

Manager - KYC Compliance Advisor

Capital One

New York, NY

Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...

a month ago seen See more...

Associate Manager (Go Trade+), Client Service Trade Support

Ss&C Technologies

New York, NY

Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans. Your Future: 401k Matching Program, Professional Development Reimbursement. Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid H...

a month ago seen See more...

Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)

Goodwin

New York, NY

We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...

a month ago seen See more...

Trade Planning Manager

The Coca-Cola Company

New York, NY

Manage trade spend and promotional budgets with RGM and sales leaders. Work with the Sales team to ensure promotion and trade spend funding is input in the Huddle.. Engage RGM managers to help ensure promotional spending is approv...

a month ago seen See more...

Trade Show/Event Marketing Manager, 3P Global Events

Amazon Web Services, Inc.

New York, NY

From $64,500 a year

5+ years of professional non-internship marketing experience. Experience using data and metrics to drive improvements. Experience using Microsoft Excel to manipulate and analyze data. Experience building, executing and scaling cro...

a month ago seen See more...

Manager, Vendor Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Work closely with CA&Cs Third Party Relationship Managers (TRMs), Global Supply Management (GSM), TLM Center of Excellence (TLM COE), Third party Information Security Team (TSM) and other subject matter risk experts to complete t...

2 months ago seen See more...

Trade Show/Event Marketing Manager, 3P Global Events

Amazon

New York, NY

Some of the shows supported by this team include Consumer Electronics Show (CES), National Retail Conference (NRF), Mobile World Congress (MWC), Dreamforce, Gartner Data & Analytics, and Gartner IT Symposium along with other event...

2 months ago seen See more...

Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)

York State Department Of Labor

New York, NY

Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...

2 months ago seen See more...

Risk Management - Financial Services - Traded Products Risk Capital - Senior - Consulting

York State Department Of Labor

New York, NY

Structuring and planning projects in the risk and capital markets space across a broad range of market and counterparty risk areas, including Risk Capital calculations, risk measurements, reporting, capital, stress testing, and co...

2 months ago seen See more...

Compliance Advisory Manager

Capital One

New York, NY

Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks. Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SC...

2 months ago seen See more...

Risk Management - Financial Services - Traded Products Risk Capital - Senior - Consulting

Ernst & Young Llp

New York, NY

Competitive

Structuring and planning projects in the risk and capital markets space across a broad range of market and counterparty risk areas, including Risk Capital calculations, risk measurements, reporting, capital, stress testing, and co...

2 months ago seen See more...

Trade and Operation Manager

Eddid Financial Holdings Limited

New York, NY

$100,000 - $150,000 a year

Partner with senior management to work on day-to-day operations of the firm. Provide regulatory oversight, risk management and policy implementation for broker-dealer financial and Operational regulatory responsibilities. Provide...

2 months ago seen See more...

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