Trade Compliance Manager jobs in Mecklenburg, NC
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GLOBAL FINANCIAL CRIMES COMPLIANCE AND OPERATIONAL RISK MANAGER
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...
Company | Bank Of America |
---|---|
Address | Charlotte, NC |
Category | Accounting/Finance |
Salary | $135K - $171K a year |
Job type | Full-time |
Date Posted | 7 days ago See detail |
Global Financial Crimes Compliance and Operational Risk Manager
Bank Of America
Charlotte, NC
$135K - $171K a year
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...
7 days ago seen See more...
- View all - jobs in Charlotte, NC
Financial Compliance Manager in Huntersville, NC at American Tire Distributors
Atd
Huntersville, NC
Will be the primary person on the Finance team to make sure controls are being maintained. Will be preparing control reports for some Finance areas. Will be reviewing other control reports and working along with Internal Audit to...
2 months ago seen See more...
- View all Atd jobs - jobs in Huntersville, NC
Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance
U.s. Bank National Association
Charlotte, NC
$145,180 - $187,880 a year
Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...
a month ago seen See more...
Audit Project Manager - Regulatory Compliance
U.s. Bank National Association
Charlotte, NC
$116,280 - $150,480 a year
Bachelor's degree, or equivalent work experience. Typically more than eight years of applicable experience. Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assign...
a month ago seen See more...
Financial Services Risk and Compliance Consulting Senior Manager
Hashmap
Charlotte, NC
$180,000 - $225,000 a year
Manage large scale projects with complex business or technical issues Contribute as a technical expert or advisor for one or more solution Participate on (and may lead) projects where analysis of programs, systems, or data require...
2 months ago seen See more...
- View all Hashmap jobs - jobs in Charlotte, NC