Part-Time Compliance Director jobs in New York, NY

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AUDIT DIRECTOR, FINANCIAL CRIMES COMPLIANCE (HYBRID)

Lead and/or execute compliance related audits within Capital One, including the supervision of audit staff on related audit engagements.. Proactively monitor the assigned audit universe for changing risks and needed updates. Lead...

CompanyCapital One
AddressNew York, NY
CategoryAccounting/Finance
Date Posted 3 days ago See detail

Audit Director, Financial Crimes Compliance (Hybrid)

Capital One

New York, NY

Lead and/or execute compliance related audits within Capital One, including the supervision of audit staff on related audit engagements.. Proactively monitor the assigned audit universe for changing risks and needed updates. Lead...

Compliance Director

Wells Fargo

New York, NY

Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving MPG. Oversee the development of reporting on the state of compliance in MP...

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

New York, NY

Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...