Operational Compliance jobs

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AUDIT SUPERVISOR €“ COMPLIANCE AND OPERATIONAL RISK

Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry. Perform Compliance and Operational Risk audits at the enterprise level as well as other div...

CompanyBank Of America
AddressCharlotte, NC
CategoryAccounting/Finance
Salary$100,000 - $124,600 a year
Job typeFull-time
Date Posted 2 weeks ago See detail

Audit Supervisor – Compliance and Operational Risk

Bank Of America

Charlotte, NC

$100,000 - $124,600 a year

Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry. Perform Compliance and Operational Risk audits at the enterprise level as well as other div...

Global Financial Crimes Compliance and Operational Risk Manager

Bank Of America

Charlotte, NC

$135K - $171K a year

Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...

Compliance - Technology Operational Risk Management Lead - Vice President

Jpmorgan Chase & Co.

Plano, TX

Understand the key processes and controls performed within Consumer and Community Banking Technology. Perform independent assessment of Cybersecurity risks on Consumer and Community Banking Technology through CCORs monitoring pro...

Director, Compliance and Operational Risk Testing - IT

Usaa.

Lorida, FL

Provides oversight and manages independent testing plan to ensure compliance with applicable policies/procedures and laws/regulations. Develops and implements a risk-based annual test plan in collaboration with second line control...

Compliance and Operational Risk Specialist- CFO

Bank Of America

Charlotte, NC

Assists in assessing risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adhering to policies, and developing reporting and documentation. Engages in activitie...