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Manager Of Trading Compliance jobs in Jersey City, NJ

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COMPLIANCE MANAGER - TRADING

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

CompanyBp Energy
AddressNew York, NY
CategoryInformation Technology
Job typeFull-time, Part-time
Date Posted 4 days ago See detail

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

4 days ago seen See more...

Head of Prime Services Trading - North America, Managing Director, Onsite

State Street

Jersey City, NJ

Not disclosed

Manage and mentor a team of five traders in Boston and Jersey City. Serve as the lead trading representative as we build out our Delta One trading capabilities. Manage relationships with supply-side agent lenders and broker-dealer...

4 days ago seen See more...

Compliance Manager - Trading

Pix11

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

2 weeks ago seen See more...

Project Manager, Developer Compliance Operations

Pix11

New York, NY

Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...

yesterday seen See more...

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

3 weeks ago seen See more...

Senior Manager, HR Compliance - Americas Region

Mongodb

New York, NY

parental leave, paid time off, 401(k)

Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...

5 days ago seen See more...

Sr. Analyst, Trade Compliance - Coachtopia

Coach

New York, NY

All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...

7 days ago seen See more...

Compliance Technical Product Manager, Email Marketing Technology (EMT)

Amazon

New York, NY

Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...

5 days ago seen See more...

Compliance & Privacy Manager

Good Inside

New York, NY

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

5 days ago seen See more...

Risk Management - Privacy Compliance Risk - Vice President

Jpmorgan Chase & Co

Jersey City, NJ

$118,750 - $205,000 a year

Develop review, and maintain policies, standards, and guidance that establish minimum requirements for complying with key privacy laws, rules, regulations, and industry standards. Remain current with the evolving privacy and data...

a month ago seen See more...

Financial Crimes Compliance - Manager - Consulting - Location Open

Ernst & Young Llp

New York, NY

Competitive

A bachelors degree and around 5 years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and 4 years of related experience. A degree in political science, economics, fi...

7 days ago seen See more...

Manager - KYC Compliance Advisor

Capital One

New York, NY

Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...

a week ago seen See more...

Facilities Compliance Manager

Columbia University

New York, NY

sick time

Job Type: Officer of Administration. Bargaining Unit:. Regular/Temporary: Regular. End Date if Temporary:. Hours Per Week:. Standard Work Schedule:. Building:. Salary Range: 80,795- 90,795. Works with Executive Director and Facili...

a week ago seen See more...

Associate Manager (Go Trade+), Client Service Trade Support

Ss&C Technologies

New York, NY

Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans. Your Future: 401k Matching Program, Professional Development Reimbursement. Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid H...

a week ago seen See more...

Risk Management - Market Risk- Average Daily Traded Volume Analysis – Analyst

Jpmorgan Chase & Co

Jersey City, NJ

$135,000 - $150,000 a year

Analyze ADTV time series data used for concentration risk and liquidity add-on calculations across several asset classes;. Review statistical methods and visualization tools to identify trends and patterns, anomalies and spurious...

a month ago seen See more...

Senior Manager, U.S. Anti-Corruption & Trade

Deloitte Us

Jersey City, NJ

Assess information related to compliance with the Foreign Corrupt Practices Act (FCPA), US economic sanctions, Export Controls and general fraud risk, including specifically applying the ACT policies and procedures. Gain comprehe...

a month ago seen See more...

Head of Prime Services Trading - North America, Managing Director, Onsite

State Street

Jersey City, NJ

$235,000 - $246,250 Annual

Manage and mentor a team of five traders in Boston and Jersey City. Serve as the lead trading representative as we build out our Delta One trading capabilities. Manage relationships with supply-side agent lenders and broker dealer...

2 months ago seen See more...

Compliance Risk Management Director - Executive Director

Jpmorgan Chase & Co

Jersey City, NJ

Direct report to the Global Sector Head of AML of Commercial and Investment Bank. Lead a team of global compliance officers that work with business and support functions for day-to-day AML compliance issues covering domestic and f...

2 months ago seen See more...

Compliance Risk Management Director - Executive Director

Jpmorgan Chase Bank, N.a.

Jersey City, NJ

Direct report to the Global Sector Head of AML of Commercial and Investment Bank. Lead a team of global compliance officers that work with business and support functions for day-to-day AML compliance issues covering domestic and f...

2 months ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

a week ago seen See more...

Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)

Goodwin

New York, NY

We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...

2 weeks ago seen See more...

Trade Planning Manager

The Coca-Cola Company

New York, NY

Manage trade spend and promotional budgets with RGM and sales leaders. Work with the Sales team to ensure promotion and trade spend funding is input in the Huddle.. Engage RGM managers to help ensure promotional spending is approv...

2 weeks ago seen See more...

Trade Show/Event Marketing Manager, 3P Global Events

Amazon Web Services, Inc.

New York, NY

From $64,500 a year

5+ years of professional non-internship marketing experience. Experience using data and metrics to drive improvements. Experience using Microsoft Excel to manipulate and analyze data. Experience building, executing and scaling cro...

2 weeks ago seen See more...

Sr. Manager, Compliance (Remote - East Coast Hours)

Nestlé Health Science

Hoboken, NJ

$128,000 - $180,000 a year

Implement, oversee, and monitor operations of NHScs Healthcare Compliance Program:Advise the business on Sales and Marketing activities, customer and HCP contracts, pricing arrangements, Medical Affairs and Market Access projects...

a month ago seen See more...

Program Compliance Manager

Impact.com

New York, NY

$75,000 - $95,000 a year

Act as main compliance, client-facing point of contact for advertiser client and relevant agencies. Project manage and collaborate with international resources, ensuring client compliance SLAs are met. Decision quickly, escalating...

2 weeks ago seen See more...

Manager, Vendor Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Work closely with CA&Cs Third Party Relationship Managers (TRMs), Global Supply Management (GSM), TLM Center of Excellence (TLM COE), Third party Information Security Team (TSM) and other subject matter risk experts to complete t...

3 weeks ago seen See more...

Trade Show/Event Marketing Manager, 3P Global Events

Amazon

New York, NY

Some of the shows supported by this team include Consumer Electronics Show (CES), National Retail Conference (NRF), Mobile World Congress (MWC), Dreamforce, Gartner Data & Analytics, and Gartner IT Symposium along with other event...

3 weeks ago seen See more...

Attorney Licensure Compliance Manager

Kirkland & Ellis

New York, NY

As a member of the Risk Management Compliance team, the Attorney Licensing Compliance Manager will be leading the Firms U.S. bar admissions compliance program, which includes all U.S. state licensure and federal admissions.. Cont...

3 weeks ago seen See more...

Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)

York State Department Of Labor

New York, NY

Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...

3 weeks ago seen See more...

Attorney, VP - Credit Trading Compliance

Blackstone

New York, NY

Manage confidential information within the Blackstone Credit & Insurance business, across Blackstone business units and externally, including information which potentially constitutes material non-public information ("MNPI") or de...

a month ago seen See more...

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