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Investment Director jobs in New York, NY

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INVESTMENT ADVISOR ASSOCIATE DIRECTOR

Establish and/or maintain a compliance program. Draft Compliance Manuals and Code of Ethics Procedures. Assist with annual reviews. Draft Form ADV amendments. Serve as Chief Compliance Officer for clients in limited circumstances....

CompanyTandym
AddressNew York, NY
CategoryRetail
Job typeFull-Time
Date Posted 4 days ago See detail

Investment Advisor Associate Director

Tandym

New York, NY

Establish and/or maintain a compliance program. Draft Compliance Manuals and Code of Ethics Procedures. Assist with annual reviews. Draft Form ADV amendments. Serve as Chief Compliance Officer for clients in limited circumstances....

4 days ago seen See more...

Investment Director, Fundamental Factor Platform (FFP)

Pix11

New York, NY

Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent...

4 weeks ago seen See more...

Director of Cash and Investment Management

York State Department Of Labor

New York, NY

Select, develop and motivate personnel within the department. Provide career development for subordinates. Provide prompt and effective coaching and counseling. Responsible for discipline/termination of employees when necessary. R...

a week ago seen See more...

Investment Grade Credit Sector Specialist - Director

Citigroup

New York, NY

The Credit Sector Specialist is a Vice President level position responsible for overseeing client analysis and reporting, in coordination with the Leveraged Trading team. The overall objective of this role is to utilize research t...

2 weeks ago seen See more...

Corporate Tax Director - Boutique Investment Bank

Page Executive

New York, NY

Lead the tax function for a boutique Investment BankExcellent people to work with and reporting into the CFOAbout Our ClientOur client is a Boutique Investment Bank that is looking for a tax professional to lead their corporate ta...

2 weeks ago seen See more...

Associate Director, Upstream Investment Banking

Scotiabank

New York, NY

Champion a client centric culture focused on deepening client relationships and leverage broader Bank relationships, systems, and knowledge to deliver solutions that Scotiabank can provide across its footprint and generate revenue...

3 weeks ago seen See more...

Quantitative Investment Solutions (QIS) Associate Director

Hsbc

New York, NY

Create, maintain, industrialize, and standardize sales processes specific to equity derivatives and the QIS business Perform varied financial and non-financial analysis, for example: Modelling of market risk factors Simulation of...

3 weeks ago seen See more...

Investment Banking - Equity Capital Markets, Consumer/Retail - Executive Director

York State Department Of Labor

New York, NY

Working with the financial solutions and execution teams to advise clients on integrated financial solutions including mergers & acquisitions, divestitures, restructurings, loans, and Equity Capital and debt capital raises.. Follo...

4 weeks ago seen See more...

Director of Investment Operations

York University

New York, NY

$360,000 - $400,000 a year

Qualifications: Required Education:Bachelor's Degree and a record of strong academic achievement.Preferred Education:Master's Degree MBA PreferredRequired Experience:7+ years of relevant experience at an endowment-like institution...

a month ago seen See more...

Director - Investment Grade Trader

Bank Of America

New York, NY

$300,000 a year

Partners with global sales teams to help the bank's clients execute trading activities, while sharing knowledge of the current market environment Performs trading activities in compliance with federal regulations, industry standar...

a month ago seen See more...

Investment Banker - Mid-Cap Software - Executive Director / Managing Director

York State Department Of Labor

New York, NY

Sourcing new clients and executing M&A, Equity and Debt transactions on behalf of sponsors and strategic clients. Working with Industry & Product Bankers to advise middle market clients on integrated financial solutions. Following...

a month ago seen See more...

Director, Compliance Sanctions Advisory – Investment Banking and Deal Advisory (Hybrid)

Citi

New York, NY

$170,000 - $300,000 a year

Designing, developing, delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a mechanism for identifying key sanctions risks and how the mitigation of those risks would be monitored and m...

2 months ago seen See more...

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