Full-Time Wealth Management Advisor jobs in Huntersville, NC

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SENIOR AUDIT MANAGER - WEALTH MANAGEMENT, CAPITAL MARKETS AND COMMERCIAL COMPLIANCE

Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...

CompanyU.s. Bank National Association
AddressCharlotte, NC
CategoryAccounting/Finance
Salary$145,180 - $187,880 a year
Job typeFull-time
Date Posted 2 months ago See detail

Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance

U.s. Bank National Association

Charlotte, NC

$145,180 - $187,880 a year

Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...