Full-Time Operational Compliance jobs

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EAC COMPLIANCE & OPERATIONAL RISK MANAGER- ENTERPRISE DATA

This role assists in developing and maintaining a global coverage plan which defines the scope and risk-based focus of the second lines risk management activities. The EAC C&OR Manager also assists in preparing materials for C&OR...

CompanyBank Of America
AddressPlano, TX
CategoryInformation Technology
Job typeFull time
Date Posted 20 hours ago See detail

EAC Compliance & Operational Risk Manager- Enterprise Data New

Bank Of America

Plano, TX

This role assists in developing and maintaining a global coverage plan which defines the scope and risk-based focus of the second lines risk management activities. The EAC C&OR Manager also assists in preparing materials for C&OR...

Dodd Frank EAC Compliance and Operational Risk Executive New

Bank Of America

New York, NY

10+ years experience covering swaps related legal or compliance matters for or on behalf of a major U.S. institutional swap dealer or bank with a strong knowledge of Title VII / Dodd Frank;. Significant experience interfacing wit...

Compliance and Operational Risk Manager- Global Banking & Payments New

Bank Of America

Pennington, NJ

Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations. Engages...

Audit Manager – Compliance and Operational Risk

Bank Of America

Plano, TX

Subject matter expertise of Compliance and Operational Risk frameworks and a solid business understanding of the financial services industry. Plan, perform, and lead Compliance and Operational Risk audits at the enterprise level....

Audit Supervisor – Compliance and Operational Risk

Bank Of America

Charlotte, NC

$100,000 - $124,600 a year

Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry. Perform Compliance and Operational Risk audits at the enterprise level as well as other div...

Global Financial Crimes Compliance and Operational Risk Manager

Bank Of America

Charlotte, NC

$135K - $171K a year

Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...