Full-Time Commercial Broker jobs in Virginia
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COMMERCIAL BROKER DEALER COMPLIANCE ADVISOR - SENIOR MANAGER
Manage a team of two registrations professionals and one Compliance Advisor. Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-mo...
| Company | Capital One |
|---|---|
| Address | Virginia, United States |
| Category | Retail |
| Job type | Full-Time |
| Date Posted | 2 months ago See detail |
Commercial Broker Dealer Compliance Advisor - Senior Manager
Capital One
Virginia, United States
Manage a team of two registrations professionals and one Compliance Advisor. Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-mo...
2 months ago seen See more...
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