Compliance Testing jobs in New Jersey

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COMPLIANCE TESTING MANAGER

Develop, implement, and execute the annual risk-based Compliance Testing and monitoring plan in partnership with other compliance stakeholders. Develop Compliance Testing and monitoring activities, and related reporting, which pro...

CompanyCross River
AddressFort Lee, NJ
CategoryInformation Technology
Salary$140,000 - $170,000 a year
Date Posted a month ago See detail

Compliance Testing Manager

Cross River

Fort Lee, NJ

$140,000 - $170,000 a year

Develop, implement, and execute the annual risk-based Compliance Testing and monitoring plan in partnership with other compliance stakeholders. Develop Compliance Testing and monitoring activities, and related reporting, which pro...

Senior Compliance Associate, Risk Assessment and Testing

Lord Abbett.com

Jersey City, NJ

Assist in the enhancement and execution of Risk Assessment framework. Perform compliance testing of policies and procedures in accordance with Investment Company Act Rule 38a-1, Investment Advisers Act Rule 206(4)-7 and other regu...