Compliance Advisor jobs
Now available 15 results are consistent
Sort by:relevance - date
SENIOR COMPLIANCE ADVISOR
Acting as the first point of contact for all Compliance queries escalated by the various T&S businesses within the relevant regions, in support of the T&S Compliance Operating Model; Escalating as required to SMEs relevant Compli...
| Company | Shell |
|---|---|
| Address | Houston, TX |
| Category | Retail |
| Salary | $146,000 - $218,000 a year |
| Job type | Full-time |
| Date Posted | 3 weeks ago See detail |
Senior Compliance Advisor
Shell
Houston, TX
$146,000 - $218,000 a year
Acting as the first point of contact for all Compliance queries escalated by the various T&S businesses within the relevant regions, in support of the T&S Compliance Operating Model; Escalating as required to SMEs relevant Compli...
3 weeks ago seen See more...
- View all - jobs in Houston, TX
Senior Futures Compliance Advisor- H/F/X
Société Générale
Chicago, IL
$129K - $163K a year
Advise business lines on various exchange and regulatory rules to ensure procedures and trading processes are properly established. Respond to various exchange and regulatory inquiries which include government and subpoena request...
3 weeks ago seen See more...
- View all - jobs in Chicago, IL
Compliance Advisor, Senior Manager
Capital One
Richmond, VA
Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FDCPA, FCRA, A...
4 weeks ago seen See more...
- View all - jobs in Richmond, VA
Director- Equity Capital Markets Compliance Advisor
Bnp Paribas
New York, NY
Results and Impact. Able to influence peers and team. Demonstrates good judgement when making decisions of high complexity and impact. Exercise appropriate autonomy in the execution and delivery of work. Responsible for driving ou...
a month ago seen See more...
- View all Bnp Paribas jobs - jobs in New York, NY
NERC Compliance Advisor
Engie
Houston,
Serve as the Subject Matter Expert (SME) on NERC compliance requirements throughout BESS project lifecycle, focusing on planning, commissioning, and operational stages. Develop and implement compliance programs, policies, and proc...
a month ago seen See more...
- View all Engie jobs - jobs in Houston,
State Street Global Advisors Compliance Analyst, Officer, Hybrid
State Street
Boston, MA
Not disclosed
Performance of periodic due diligence activities on investment advisors and other third party service providers, such as the review of due diligence questionnaires and certifications, periodic calls and on-site due diligence visit...
2 weeks ago seen See more...
- View all - jobs in Boston, MA
Compliance Advisor
Array
United States
Serve as a Subject Matter Expert on applicable consumer and privacy regulatory requirements, laws, and industry best practices. Work with Product Management to understand the regulations applicable to our consumer credit and finan...
a month ago seen See more...
- View all Array jobs
Compliance Advisor – Investor Protection & Financial Crime
Axa
Delaware, United States
Contribuer au dveloppement de nouveaux business / nouvelles activits en relation avec les quipes commerciales en apprciant leur faisabilit oprationnelle et leur conformit, en collaboration avec les quipes commerciales, op...
2 months ago seen See more...
- View all Axa jobs - jobs in Delaware State
Manager - KYC Compliance Advisor
Capital One
Richmond, VA
Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...
2 months ago seen See more...
- View all Capital One jobs - jobs in Richmond, VA
Manager - KYC Compliance Advisor
Capital One
New York, NY
Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...
2 months ago seen See more...
- View all Capital One jobs - jobs in New York, NY
I-9 & E-Verify Audit & Compliance Advisor
Adp
Tempe, AZ
2-3 years in professional services, implementation, client service, or human resources, with proven experience providing excellent client service. Previous experience with Form I-9, E-Verify compliance, and our I-9 products are al...
2 months ago seen See more...
- View all Adp jobs - jobs in Tempe, AZ
Sr. Advisor - Regulatory Compliance - Now Hiring
Santander Holdings Usa Inc
Florida, United States
Advises management on current issues regarding banking. Serves as a subject matter expert to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy. Partner...
3 weeks ago seen See more...
- View all - jobs in Florida State
Chief Compliance Officer—Registered Investment Advisor
World Insurance Associates, Llc.
Remote
$115,000 - $140,000 a year
Responsible for all aspects of the Investment Advisory compliance program for RIA affiliates of World Insurance Associates, LLC (World RIAs) including oversight of: (1) policy/procedure creation, testing, and risk assessment, (2)...
3 weeks ago seen
Compliance Risk Manager Lead - Privacy Advisor
Usaa.
Lorida, FL
Anticipates and identifies future needs, opportunities and potential compliance solutions, and leads cross-functional teams through the problem resolution process. Assesses results of data analyses, provides credible challenge and...
a month ago seen See more...
- View all Usaa. jobs - jobs in Lorida, FL
Lead Field Compliance / Safety Advisor - Dhahran
Source Code
Houston, TX
Required Visa Status:CitizenGCUS CitizenStudent VisaH1BCPTOPTH4 Spouse of H1BGC Green CardEmployment Type:Full TimePart TimePermanentIndependent - 1099Contract W2C2H IndependentC2H W2Contract Corp 2 CorpContract to Hire Corp...
a month ago seen See more...
- View all Source Code jobs - jobs in Houston, TX
Account 
More