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Advisory Lead jobs in Passaic, NJ

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SEF COMPLIANCE SURVEILLANCE LEAD AND ADVISORY COMPLIANCE OFFICER - LEGAL & COMPLIANCE

Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....

CompanyBloomberg
AddressNew York, NY
CategoryInformation Technology
Date Posted 2 weeks ago See detail

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance

Bloomberg

New York, NY

Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....

2 weeks ago seen See more...

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Top Jobs in Passaic County, NJ

Manager, Management, Retail Sales Associate, Associate, Engineering / Technical, Engineer, Specialist, Project Manager, Administrative Assistant, Sales Representative, Registered Behavior Technician, Security Officer, Customer Service, Customer Service Associate, Program Manager,

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